Skip to content

SynapticaSolution/ai-act-compliance-checklist

Folders and files

NameName
Last commit message
Last commit date

Latest commit

 

History

1 Commit
 
 
 
 
 
 

Repository files navigation

AI Act Compliance Checklist

Practical checklist for EU AI Act compliance. Classify your AI system, identify your obligations, and track implementation.

English | Italiano

License AI Act Last Updated

Why This Checklist?

The EU AI Act (Regulation 2024/1689) is the world's first comprehensive AI regulation. It applies to any company that deploys, develops, or imports AI systems used in the EU — regardless of where the company is based.

Most resources explain what the AI Act says. This checklist tells you what to do about it.

Quick Start

  1. Classify your AI system using the Risk Classification flowchart
  2. Check your role (provider, deployer, importer, distributor)
  3. Go through the checklist for your risk level
  4. Track implementation using the checkboxes

Step 1: Risk Classification

The AI Act defines 4 risk levels. Your obligations depend on your level.

                    Is your AI system...
                          |
            ┌─────────────┼──────────────┐
            |             |              |
    Subliminal      Social       Real-time
    manipulation?   scoring?     biometric ID
            |             |      in public?
            |             |              |
            v             v              v
    ┌──────────────────────────────────────┐
    |        UNACCEPTABLE RISK             |
    |     Banned (Art. 5) - Do not deploy  |
    └──────────────────────────────────────┘

    If none of the above, check Annex III...

    ┌──────────────────────────────────────┐
    |        HIGH RISK (Annex III)          |
    |  Biometrics, critical infrastructure,|
    |  education, employment, essential     |
    |  services, law enforcement, migration,|
    |  justice, democratic processes        |
    └──────────────────────────────────────┘

    If not in Annex III...

    ┌──────────────────────────────────────┐
    |        LIMITED RISK                   |
    |  Chatbots, deepfakes, emotion        |
    |  recognition, biometric              |
    |  categorization                      |
    └──────────────────────────────────────┘

    If none of the above...

    ┌──────────────────────────────────────┐
    |        MINIMAL RISK                   |
    |  Spam filters, AI in games,          |
    |  inventory management                |
    └──────────────────────────────────────┘

Step 2: Your Role

Role Definition Key Obligation
Provider Develops or puts AI system on market Full compliance responsibility
Deployer Uses AI system professionally Transparency, monitoring, DPIA
Importer Brings non-EU AI system to EU market Verify provider compliance
Distributor Makes AI system available (not provider/importer) Verify CE marking

Step 3: Checklists by Risk Level

Minimal Risk (Most business AI)

Spam filters, recommendation engines, AI-powered search, inventory optimization

  • No mandatory obligations (voluntary codes of conduct encouraged)
  • Consider applying transparency best practices anyway

Limited Risk (Chatbots, content generation)

Chatbots, AI assistants, text/image generators, emotion recognition

Transparency Obligations (Art. 50):

  • Disclosure: Users must be informed they are interacting with an AI system
  • Chatbot identification: Clearly state "You are talking to an AI" at the start of interaction
  • AI-generated content: Label content generated or manipulated by AI
  • Deepfake labeling: Mark synthetic audio, video, images, and text as AI-generated
  • Emotion recognition: Inform users when emotion recognition or biometric categorization is used

Implementation Checklist:

  • Add AI disclosure to chatbot greetings / first message
  • Implement "AI-generated" labels on all synthetic content
  • Create user-facing AI usage policy
  • Document how disclosures are presented to users
  • Test that disclosures are visible and understandable
  • Review disclosures quarterly for adequacy

High Risk (Annex III systems)

HR/recruitment AI, credit scoring, medical AI, critical infrastructure, education assessment

Mandatory Requirements:

Risk Management (Art. 9):

  • Establish a risk management system (continuous, iterative)
  • Identify and analyze known and foreseeable risks
  • Estimate and evaluate risks from intended use and misuse
  • Adopt risk mitigation measures
  • Test risk management measures for effectiveness
  • Document residual risks and communicate to deployers

Data Governance (Art. 10):

  • Training data must be relevant, representative, and free of errors
  • Examine data for biases (especially for special categories)
  • Implement data governance procedures (purpose, collection, preparation)
  • Document data provenance, characteristics, and limitations

Technical Documentation (Art. 11):

  • Prepare technical documentation BEFORE placing on market
  • Include: system description, design, development, validation
  • Include: risk management results
  • Include: changes throughout lifecycle
  • Keep documentation updated

Record-Keeping (Art. 12):

  • Enable automatic logging of events (traceability)
  • Logs must enable monitoring of operation
  • Retain logs for appropriate period

Transparency (Art. 13):

  • Provide clear instructions for use to deployers
  • Include: capabilities, limitations, known risks
  • Include: intended purpose and foreseeable misuse scenarios
  • Include: human oversight measures
  • Include: expected lifetime and maintenance needs

Human Oversight (Art. 14):

  • Design for effective human oversight
  • Enable human to understand AI system capabilities and limitations
  • Enable human to correctly interpret AI output
  • Enable human to decide not to use or override AI output
  • Enable human to intervene or stop the AI system

Accuracy, Robustness, Cybersecurity (Art. 15):

  • Achieve appropriate levels of accuracy for intended purpose
  • Declare accuracy metrics in instructions for use
  • Implement resilience against errors and inconsistencies
  • Implement cybersecurity measures against manipulation

Conformity Assessment:

  • Conduct conformity assessment (self-assessment or third-party)
  • Prepare EU Declaration of Conformity
  • Affix CE marking
  • Register in EU database (Art. 71)

GPAI (General-Purpose AI) Obligations

If you provide a general-purpose AI model (like an LLM):

All GPAI providers (Art. 53):

  • Prepare technical documentation
  • Provide information to downstream providers
  • Implement copyright compliance policy
  • Publish summary of training data

Systemic risk GPAI (Art. 55) — additional:

  • Conduct model evaluations
  • Assess and mitigate systemic risks
  • Track and report serious incidents
  • Ensure adequate cybersecurity

Timeline

Date What Happens
Aug 1, 2024 AI Act enters into force
Feb 2, 2025 Banned AI practices (Art. 5) apply
Aug 2, 2025 GPAI obligations apply
Aug 2, 2026 Most obligations apply (including high-risk)
Aug 2, 2027 High-risk AI in Annex I (regulated products)

Common Scenarios

"We have a customer service chatbot"

Risk Level: Limited Risk Key Actions: Add AI disclosure, label AI-generated responses Article: Art. 50

"We use AI for candidate screening"

Risk Level: High Risk (Annex III, point 4) Key Actions: Full compliance (risk management, documentation, human oversight, conformity assessment) Articles: Art. 6, 9-15

"We use AI to generate marketing content"

Risk Level: Limited Risk Key Actions: Label AI-generated content Article: Art. 50

"We have an AI-powered medical diagnosis tool"

Risk Level: High Risk (Annex III, point 1) Key Actions: Full compliance + medical device regulation Articles: Art. 6, 9-15 + MDR

Resources

Contributing

Found an error or want to add a checklist item? Open an issue or PR. This is a living document that gets updated as AI Act implementing acts and guidelines are published.

License

MIT - See LICENSE


Made by Synaptica Solution - AI Governance & Process Automation

Disclaimer: This checklist is for informational purposes. It is not legal advice. Consult a qualified legal professional for compliance decisions.

About

Interactive checklist for EU AI Act compliance. Classify your AI system, identify obligations, and track implementation.

Topics

Resources

License

Stars

Watchers

Forks

Releases

No releases published

Packages

 
 
 

Contributors